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A Paper Scope of Appointment (SOA) is a physical document used to record a beneficiary’s consent to discuss specific types of Medicare plans during a meeting with an insurance agent. It ensures compliance with Medicare marketing guidelines and provides transparency for both parties. Here’s an overview:

Purpose of a Paper SOA

  • Compliance: Ensures agents adhere to Medicare guidelines by only discussing plans that the beneficiary has pre-approved.
  • Documentation: Serves as a record of consent, which agents must keep on file, even if the beneficiary doesn’t enroll in a plan.
  • Transparency: Outlines the scope of the discussion, helping to avoid unauthorized plan comparisons or topics.

Key Features of a Paper SOA

  1. Plan Types: Lists the Medicare products (e.g., Medicare Advantage, Prescription Drug Plans, Medicare Supplement) to be discussed.
  2. Beneficiary Details: Includes the beneficiary’s name, signature, and the date of the appointment.
  3. Agent Information: Captures the agent’s name, contact information, and, in some cases, their unique identifier or license number.
  4. Timeframe: Specifies that the SOA is valid for the scheduled appointment.

When to Use a Paper SOA

  • When a digital SOA is unavailable or inaccessible.
  • For in-person appointments where the beneficiary prefers or requires a physical document.
  • In compliance audits to verify that discussions were limited to the beneficiary-approved topics.